Image
Media Feed Source ID
cases_038_cover_en
Circulation of inside information within the institution
Trades/ Industries:
[EN]
Circulation of inside information within the institution
https://hkbedc.icac.hk/en/resources/case_studies/184
Intro:
Kim, a bank’s senior credit officer, disclosed the proposed acquisition of an overseas investment company to a trader in the bank’s stock broking section. The trader bought a major block of shares for the bank after the “tip-off”.
https://hkbedc.icac.hk/cache/img/01cc8000641ab8a1fda3a92215e4ad11.jpg
[ZH-HANT]
於銀行內部披露內幕消息
https://hkbedc.icac.hk/zh-hant/resources/case_studies/184
Intro:
銀行高級信貸主任家衡向股票投資部的交易員披露了一宗海外投資公司的收購計劃,在收到「提示」之後,該交易員為銀行大手買入有關股票。
https://hkbedc.icac.hk/cache/img/01cc8000641ab8a1fda3a92215e4ad11.jpg
[ZH-HANS]
于银行内部披露内幕消息
https://hkbedc.icac.hk/zh-hant/resources/case_studies/184
Intro:
银行高级信贷主任家衡向股票投资部的交易员披露了一宗海外投资公司的收购计划,在收到「提示」之后,该交易员为银行大手买入有关股票。
https://hkbedc.icac.hk/cache/img/01cc8000641ab8a1fda3a92215e4ad11.jpg
Survey Questions
1. In which country or region are you currently located?
Hong Kong
Chinese Mainland
Other (please specify)
2. What type of organisation do you represent?
Listed company
Large private company
SME / start-up
NGO / non-profit
Public organisation
Chamber / trade association
Other (please specify)
3. What is the size of your organisation?
1 - 49 employees
50-99 employees
100 - 249 employees
250 or more employees
4. What is your staff level or position?
Executive / senior management
Middle management
Professional
Supervisory level
Frontline/Technical Staff
Other (please specify)
Thank you for your feedback.