[EN] Supervising engineers accepting bribes for conniving substandard works https://hkbedc.icac.hk/en/resources/case_studies/171 Intro: Three young engineers and other construction staff conspired to construct, and subsequently cover up, substandard bored piles at a railway site. https://hkbedc.icac.hk/cache/img/25b701bf5714e7ac63a01978a09f21cf.jpg [ZH-HANT] 隱瞞不合規格工程 https://hkbedc.icac.hk/zh-hant/resources/case_studies/171 Intro: 三名年青工程師及多名建築人員，串謀在機場鐵路香港站北面地盤工程中偷工減料，興建不合規格的鑽孔灌注樁柱，並隱瞞有關詐騙行為。 https://hkbedc.icac.hk/cache/img/25b701bf5714e7ac63a01978a09f21cf.jpg [ZH-HANS] 隐瞒不合规格工程 https://hkbedc.icac.hk/zh-hant/resources/case_studies/171 Intro: 三名年青工程师及多名建筑人员，串谋在机场铁路香港站北面地盘工程中偷工减料，兴建不合规格的钻孔灌注桩柱，并隐瞒有关诈骗行为。 https://hkbedc.icac.hk/cache/img/25b701bf5714e7ac63a01978a09f21cf.jpg

[EN] Substandard work - piling https://hkbedc.icac.hk/en/resources/case_studies/131 Intro: A works supervisor discovered that the length of the constructed piles did not match with the concrete delivery records for the piles. He suspected that some of the piles might have been shortened… https://hkbedc.icac.hk/cache/img/65c1efd9868df97389807c2aed4241bb.jpg [ZH-HANT] 偷工減料 － 短樁工程 https://hkbedc.icac.hk/zh-hant/resources/case_studies/131 Intro: 監工發現建造樁柱的長度與樁柱混凝土的付運記錄不符，遂懷疑部分樁柱經偷工減料… https://hkbedc.icac.hk/cache/img/65c1efd9868df97389807c2aed4241bb.jpg [ZH-HANS] 偷工减料 － 短桩工程 https://hkbedc.icac.hk/zh-hant/resources/case_studies/131 Intro: 监工发现建造桩柱的长度与桩柱混凝土的付运记錄不符，遂怀疑部分桩柱经偷工减料… https://hkbedc.icac.hk/cache/img/65c1efd9868df97389807c2aed4241bb.jpg

[EN] Insider information in tendering https://hkbedc.icac.hk/en/resources/case_studies/209 Intro: A young engineer was tempted by a subcontractor during a tendering exercise. He was offered a handsome financial assistance to his new flat if he would leak inside information to the subcontractor… https://hkbedc.icac.hk/cache/img/94952e6149a3786847e8fbf6b8ae8639.jpg [ZH-HANT] 「標價」不可洩露 https://hkbedc.icac.hk/zh-hant/resources/case_studies/209 Intro: 一名年輕工程師在招標過程中被分判商誘惑，分判商要求他洩露內部資料，並向他提供優厚酬勞作購買新屋之用。 https://hkbedc.icac.hk/cache/img/94952e6149a3786847e8fbf6b8ae8639.jpg [ZH-HANS] 「标价」不可泄露 https://hkbedc.icac.hk/zh-hant/resources/case_studies/209 Intro: 一名年轻工程师在招标过程中被分判商诱惑，分判商要求他泄露内部资料，并向他提供优厚酬勞作购买新屋之用。 https://hkbedc.icac.hk/cache/img/94952e6149a3786847e8fbf6b8ae8639.jpg

[EN] Expedition of payment https://hkbedc.icac.hk/en/resources/case_studies/133 Intro: A proprietor of a subcontractor offered advantages to the inspector of works of the government department as a reward for expediting the checking of works orders. https://hkbedc.icac.hk/cache/img/db1535f2459f7ed27921724df21b2c85.jpg [ZH-HANT] 加快處理付款申請 https://hkbedc.icac.hk/zh-hant/resources/case_studies/133 Intro: 分判商東主向工程督察提供利益，作為加快核對有關的施工通知的報酬。 https://hkbedc.icac.hk/cache/img/db1535f2459f7ed27921724df21b2c85.jpg [ZH-HANS] 加快处理付款申请 https://hkbedc.icac.hk/zh-hant/resources/case_studies/133 Intro: 分判商东主向工程督察提供利益，作为加快核对有关的施工通知的报酬。 https://hkbedc.icac.hk/cache/img/db1535f2459f7ed27921724df21b2c85.jpg

[EN] Neglecting risk factors https://hkbedc.icac.hk/en/resources/case_studies/137 Intro: William is a fund manager. Although his clients have clearly specified a low risk mandate, William still invests a large proportion of the funds of his discretionary clients in emerging Asian countries, ignoring any warning signs of an economic downturn within the region. https://hkbedc.icac.hk/cache/img/218fe5ee333514b3c024b8466a5f90bd.jpg [ZH-HANT] 忽略風險因素 https://hkbedc.icac.hk/zh-hant/resources/case_studies/137 Intro: 威廉是一名基金經理。雖然基金的投資組合已訂明是低風險，但威廉卻將頗大部分資金投放於亞洲多個新興市場，忽略區內經濟已呈現倒退的警號。 https://hkbedc.icac.hk/cache/img/218fe5ee333514b3c024b8466a5f90bd.jpg [ZH-HANS] 忽略风险因素 https://hkbedc.icac.hk/zh-hant/resources/case_studies/137 Intro: 威廉是一名基金经理。虽然基金的投资组合已订明是低风险，但威廉却将颇大部分资金投放于亚洲多个新兴市场，忽略区内经济已呈现倒退的警号。 https://hkbedc.icac.hk/cache/img/218fe5ee333514b3c024b8466a5f90bd.jpg

[EN] Exercising duty without care and diligence https://hkbedc.icac.hk/en/resources/case_studies/138 Intro: Doris, an account manager of a brokerage company, has not exercised her duties with due care, causing her client Kelvin suffered a great financial loss. https://hkbedc.icac.hk/cache/img/4c7a31244288505554ca7999ca23d500.jpg [ZH-HANT] 履行職責時粗疏及不盡責 https://hkbedc.icac.hk/zh-hant/resources/case_studies/138 Intro: 桃麗絲是一間經紀行的客戶經理，她沒有謹慎勤勉地履行職責，導致客戶啟文損失慘重。 https://hkbedc.icac.hk/cache/img/4c7a31244288505554ca7999ca23d500.jpg [ZH-HANS] 履行职责时粗疏及不尽责 https://hkbedc.icac.hk/zh-hant/resources/case_studies/138 Intro: 桃麗丝是一间经纪行的客户经理，她没有谨慎勤勉地履行职责，导致客户启文损失惨重。 https://hkbedc.icac.hk/cache/img/4c7a31244288505554ca7999ca23d500.jpg

[EN] Providing investment advice without thorough research and required registration https://hkbedc.icac.hk/en/resources/case_studies/140 Intro: Donald, an account manager of a brokerage company, provides investment advice on futures options to clients and accepts clients’ orders without being licensed. https://hkbedc.icac.hk/cache/img/7c12a4d537e0fa9a6b724cfdd1e93ac2.jpg [ZH-HANT] 缺乏所需資格及全面探討而向客戶提供投資意見 https://hkbedc.icac.hk/zh-hant/resources/case_studies/140 Intro: 唐德在經紀行任職客戶經理，卻在未取得有關牌照的情況下，向客戶作出投資建議並接受其買盤。 https://hkbedc.icac.hk/cache/img/7c12a4d537e0fa9a6b724cfdd1e93ac2.jpg [ZH-HANS] 缺乏所需资格及全面探讨而向客户提供投资意見 https://hkbedc.icac.hk/zh-hant/resources/case_studies/140 Intro: 唐德在经纪行任职客户经理，却在未取得有关牌照的情况下，向客户作出投资建议并接受其买盘。 https://hkbedc.icac.hk/cache/img/7c12a4d537e0fa9a6b724cfdd1e93ac2.jpg

[EN] Personal relationships taking a higher priority https://hkbedc.icac.hk/en/resources/case_studies/142 Intro: Raymond, a fund manager in a medium-sized asset management company, makes use of his official position to place business with his wife without observing his company policy on the selection of external brokers. https://hkbedc.icac.hk/cache/img/3902d82c2406cfbdb50b9539d8cab842.jpg [ZH-HANT] 以私人關係為優先考慮因素 https://hkbedc.icac.hk/zh-hant/resources/case_studies/142 Intro: 雷蒙是一間中型資產管理公司的基金經理。他不理會公司外聘經紀的準則，利用職權將生意轉介給珍妮。 https://hkbedc.icac.hk/cache/img/3902d82c2406cfbdb50b9539d8cab842.jpg [ZH-HANS] 以私人关系为优先考虑因素 https://hkbedc.icac.hk/zh-hant/resources/case_studies/142 Intro: 雷蒙是一间中型资产管理公司的基金经理。他不理会公司外聘经纪的准则，利用职权将生意转介给珍妮。 https://hkbedc.icac.hk/cache/img/3902d82c2406cfbdb50b9539d8cab842.jpg

[EN] Taking advantage of official position for personal dealing https://hkbedc.icac.hk/en/resources/case_studies/146 Intro: Robert is a fund manager of an international asset management company, who manages the provident funds for certain large corporations. One day, he receives a research report from an analyst stating that the profit margin of Hydroplane is expected to be high in the forthcoming three years… https://hkbedc.icac.hk/cache/img/c9d78932e34f23cc21309ad4dd015d88.jpg [ZH-HANT] 利用職位之便謀取私利 https://hkbedc.icac.hk/zh-hant/resources/case_studies/146 Intro: 羅拔是一間國際資產管理公司的基金經理，負責管理多個大機構的公積金。一天，他收到證券分析員一份研究報告，預測高技地產的盈利在未來三年將會大幅增加… https://hkbedc.icac.hk/cache/img/c9d78932e34f23cc21309ad4dd015d88.jpg [ZH-HANS] 利用职位之便谋取私利 https://hkbedc.icac.hk/zh-hant/resources/case_studies/146 Intro: 羅拔是一间国际资产管理公司的基金经理，负责管理多个大机构的公积金。一天，他收到证券分析员一份研究报告，预测高技地产的盈利在未來三年将会大幅增加… https://hkbedc.icac.hk/cache/img/c9d78932e34f23cc21309ad4dd015d88.jpg

[EN] Conflict with a client’s interest https://hkbedc.icac.hk/en/resources/case_studies/144 Intro: Billy, a sales manager of a securities company, deals in the same stocks with his client Joe simultaneously. https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg [ZH-HANT] 與客戶的利益衝突 https://hkbedc.icac.hk/zh-hant/resources/case_studies/144 Intro: 比利是一間證券公司的營業經理，他將本身和客戶的買賣盤合併處理。 https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg [ZH-HANS] 与客户的利益冲突 https://hkbedc.icac.hk/zh-hant/resources/case_studies/144 Intro: 比利是一间证券公司的营业经理，他将本身和客户的买卖盘合并处理。 https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg